As an Accredited Investment Fiduciary, I adhere to Fi360’s AIF Designee Code of Ethics, reflecting my commitment to helping clients achieve their life goals and serving with the utmost professionalism and integrity.

ACCREDITED INVESTMENT FIDUCIARY DESIGNEE Code of Ethics

I recognize that this Code of Ethics,  and its principles and obligations, are in addition to those set forth by law or by any other Code that governs my professional and ethical conduct.

To my clients, I will:

  • Employ and provide the client information on the Prudent Practices® when serving as an investment fiduciary and/or advising other investment fiduciaries.

  • Act with honesty and integrity and avoid conflicts of interest, real or perceived.

  • Ensure the timely and understandable disclosure of relevant information that is accurate, complete, and objective.

  • Know the limits of my expertise, and refer my clients to colleagues and/or other professionals in connection with issues beyond my knowledge and skills.

  • Respect the confidentiality of information acquired in the course of my work, and not disclose such information to others, except when authorized or otherwise legally obligated to do so. I will not use confidential information acquired in the course of my work for my personal advantage.

  • Not exploit any relationship or responsibility that has been entrusted to me.

  • Disclose and fairly manage all material conflicts of interest

 To my community (whether defined by work, family, or friends), I will:

  • Proactively promote and be a steward of ethical behavior as a responsible partner among my peers in the work environment and in my community.

  • Ensure that the overall promotion of my practice is implemented in the best interests of my profession.

  • Seek, accept and offer honest criticism of technical work; acknowledge and correct errors; and properly credit the contributions of others.

  • Use corporate assets and resources employed or entrusted to me in a responsible manner.